Company Description
Hoovest Group is a leading financial services firm specializing in wealth management, fund management, insurance, and corporate advisory. Its subsidiary, Corex Financial Inc., is a registered investment fund manager and portfolio manager in several Canadian provinces and jurisdictions.
Role Description
This is a full-time or part-time remote role for a Compliance Officer (CO) or Chief Compliance Officer (CCO). The CO or CCO will oversee and manage the company’s compliance program to ensure adherence to all regulatory, legal, and policy requirements. Responsibilities include developing and implementing compliance policies, conducting compliance risk assessments, providing guidance to stakeholders, and liaising with regulatory authorities. The CO or CCO will also be responsible for keeping up-to-date with regulatory changes and ensuring the organization’s activities align with relevant jurisdictional guidelines.
Qualifications
- Must qualify as Chief Compliance Officer for an Investment Fund Manager/Portfolio Management firm in Canada, or be willing to work towards qualifying as a Chief Compliance Officer by taking the CCO/PDO exam
- Proficiency in Compliance Management and Regulatory Compliance, with an understanding of Canadian financial regulations
- Strong Analytical Skills with a capacity to assess and mitigate risks effectively
- Excellent Communication skills, including the ability to provide clear guidance and collaborate with cross-functional teams
- Solid foundation in Finance and related areas to ensure a comprehensive understanding of the company's operations
- Attention to detail and a proactive approach to problem-solving
- Prior experience working with regulatory bodies in Canada is advantageous
Bonuses
- Qualifying as an Advising Representative would be a plus